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"There can be no society which does not feel the need of upholding
and reaffirming at regular intervals the collective sentiments and the
collective ideas which make its unity and its personality."
Emile Durkheim
Introduction
The ethnic root of nationalism felt into the agenda of international relations
theory, particularly since the 1970s, when resurgence of ethnic nationalism
has witnessed in many parts of the world. Today, it is widely acknowledged
that ethnicity plays a crucial role in nationalism, especially after the
recent ethnic based conflicts in the former Yugoslavia and in the former
Soviet Union. However, there are few detailed studies that focus on the
relationship between ethnicity and nationalism and especially among the
comparison of Anthony D. Smith and Ernest Gellner, as two distinctive
scholars on these concepts. In this article I simply sought to bridge
this gap.
Accordingly, ethnicity and nationalism are highly inter-related but what
is the relationship between them? This analysis attempts to shed some
light on this issue by considering the works of two aforementioned authors
who made considerable contributions in developing of theories relating
ethnicity to nationalism. It is worth stressing that it is not the purpose
of this essay to analyse and focus on the causes and consequences of the
recent ethnic conflicts in particular parts of the world. Therefore, the
reader of this essay will not find a particular analysis related with
ethnic conflicts that are caused by nationalism. The unique aim of this
paper is to compare and contrast the literature of Smith and Gellner and
analyse the role of ethnicity on nationalism. Ultimately it will be argued
that Ernest Gellner's modernist approach fails to account for contemporary
trends in ethnicity and nationalism in some respects and therefore, Anthony
Smith provided comparatively better explanation on ethnic root of nationalism.
This paper initially sets out to define exactly what each author means
by 'ethnicity' and 'nation'. In both cases Smith's definitions would be
considered more valid. After conceptualisation of the key concepts, the
discussion then addresses the arguments of A. D. Smith and Ernest Gellner
on ethnicity related to 'nationalism' that are the core issue at the sake
of this paper. Specifically, Smith's ethno-centric approach will be compared
to Gellner's modernist approach. It will be shown that Smith's theory
has better explanatory power of the relationship of ethnicity to nationalism,
as there are several other weaknesses to Gellner's modernist approach
that would be also presented in the final section.
Ethnicity and Nation
Ethnicity is a very recent term. Its earliest dictionary appearance was
in Oxford English Dictionary in 1972.(1) However, as stressed by many
scholar the meaning of this new term is still not clear. It could mean
kinship, group solidarity and common culture, as well as "foreign
barbarians" and "outsiders" as used to characterise non-Romans
and Greeks during the ancient times. Nevertheless, there are some common
points that led scholars to agree in similar terms on definition of the
ethnic groups. For instance Schermerhorn defined ethnic group as:
A collectivity within a larger society having real or
putative common ancestry, memories of a shared historical past, and a
cultural focus on one or more symbolic elements defined as the epitome
of their peoplehood. (2)
Smith explains the examples of such symbolic elements
as kinship patterns, physical contiguity, religious affiliation, language
or dialect forms, tribal affiliation, nationality, phenotypical features,
or any combination of these. (3) In his survey of the field, Smith gave
a special focus to the emotional intensity and historical heritage of
ethnies. Smith believed that nationalism derives its force from "inner"
sources like history and culture. (4) According to Smith, ethnicity mainly
relies on myth, values, memories and symbol where myths are tales that
widely believed and therefore it links the present with a communal past.
Moreover, through its symbolism, myths unify classes by spreading ethnic
culture.
Smith identified six criteria for the formation of the ethnic group as:
(5)
1. Ethnic group must have a name in order to developed
collective identity.
2. The people in the ethnic group must believe in a common ancestry.
3. Members of the ethnic group must share myths (common historical memories).
4. Ethnic group must feel an attachment to a specific territory.
5. Ethnic group must share same culture that based on language, religion,
traditions, customs, laws, architecture, institutions etc.
6. Ethnic group must be aware of their ethnicity. In other words, they
must have a sense of their common ethnies.
If we summarise all these points, Smith defines ethnic community as:
A named human population with a myth of common ancestry,
shared memories and cultural elements, a link with an historic territory
or homeland and a measure of solidarity.
Smith stresses the importance of ethnicity by arguing
that ethnicity is anything but primordial for the cohesion and self-awareness
of that community's membership. Thus he argued that ethnicity may persist
even when "long divorced from its homeland, through an intensa nostalgia
and spiritual attachment". (6) Finally, Smith argued that ethnicity
always remains in some form and could only be eliminated by two ways:
Either by genocide (mass death of a cultural group like Nazi policies
against Jewish and Gypsies) or by cultural genocide (the assimilation
of culture by another dominant culture). However, Smith stress that very
rarely is ethnicity completely extinguished.
Accordingly, Smith's definition of ethnicity is a valid
and complete one especially on reflecting contemporary cases. Arguably,
the notion that ethnicity (and ethnic consciousness) may persist even
if the members of an ethnic group live outside their country is a convincing
one. For example, the existence of strong and influential Jewish, Greek
and Armenian lobbies, notably in the United States of America, proves
that identity of these ethnic groups has remained through their diaspora
despite the changes of their territory, economic and social activities.
The ethnic conciseness within these groups are very strong and solid (although
they are living separately from their countries for a long time, in most
cases almost a century) through "an intensa nostalgia and spiritual
attachment" as Smith stated. In addition, the cultural attachments
of expatriates' communities as reflected in the development of particular
religious institutions, specialized shops and other facilities that all
serve to reinforce and validate Smith's definition.
Greenfeld suggests that the idea, which lies at the core idea of nationalism,
is the idea of the nation.(7) Therefore, if the nation is the core idea
of nationalism, then we should focus on the concept of 'nation' itself
in order to identify the main differences between Smith and Gellner in
which neither Gellner nor Smith denied the importance of the nation in
the formation of nationalism.
Smith argued that any attempt to explain how and why nations emerged must
start from ethnic ties and identities, which have commonly formed their
cultural basis. Smith claimed that the nation is a community of common
myths and memories as in an ethnie. In other words, Smith suggests that
there is continuity between pre-modern ethnies and modern nations, because
modern nations commonly formed by pre-modern ethnies 'cultural basis'
and nations are inconceivable without that cultural basis. Smith defined
cultural basis as "cohesive power, historic primacy, symbols, myths,
memories and values" of the ethnic group that formed the nation.
Thus, Smith defined nation as: (8)
Population sharing an historic territory, common myths
and historical memories, a mass, public culture, a common economy and
common legal rights and duties for all members.
Smith claims that ethnic differences and ethnic nationalism
are unlikely to be eroded mainly because of the constantly renewed impact
of ethnic myths and ethnic heritages on modern nations. As a supportive
point to his argument, Smith claims that ancient Egyptians like the Assyrians
had an ideal typical nation because they were a named population with
historic territory, myths, memories, mass culture and even a common economy
and legal code. (9)
More significantly Smith also has emphasised that the first modern states
like Britain and France are founded around a dominant ethnie. Eventually,
since Britain and France were the dominant colonialist powers, both of
them influence their colonies along with other communities with their
Anglo-French state-nation model. In other words, historical priority of
the Anglo-French state-nations model presented a basic model for the rest
of the world as to how a national society and national state should be
formed and sustained. (10) Smith claimed that only in several exceptional
cases, have states formed nations without an immediate antecedent ethnie.
The United States of America, Argentina and Australia could be examples
of this category. In these countries, there was the elite class who began
a process of nation formation because of the absence of distinctive ethnie.
To sum up, Smith argued that ethnicity is the most influential origin
of the nation-states. Smith based this argument on three main reasons:
First of all first nations were formed on the basis of pre-modern ethnic
cores. Therefore "being powerful and culturally influential, they
provided models for subsequent cases of the formation of nations in many
parts of the globe". (11) Secondly, ethnic model of the nation has
become popular because "it sat so easily on the pre-modern demotic
kind of community that had survived into the modern era in so many parts
of the world". (12) Finally, ethnic unity is a necessary condition
for the national survival and unity because it would be very hard for
a community to survive without a coherent mythology, symbolism of history
and culture.
Contrary to Smith, Gellner defined nations as "groups which will
themselves to persist as communities." (13) Crystallisation of these
groups could be by "will, voluntary identification, loyalty and solidarity,
as well as fear, coercion, and compulsion."(14) Gellner suggests
that ethnicity is neither a prerequisite nor a required element in the
formation of nations. Gellner argues that the nation depends upon political
and intellectual elite imposing a shared culture on the whole population
in a territory particularly through the national education system. In
this way, all the members of the nation have minimum flexibility to fulfill
a variety of roles. Kohn (15), like Gellner, argued that only nation-states
could form the ideal form of political organisation as the source of all
creative cultural energy and of economic well being. Therefore the supreme
loyalty of man is to his nationality rather then his ethnicity. To sum
up, Gellner suggests that nations are not a universal necessity like states.
In other words Gellner has argued that states emerged without the help
of the nations and therefore nations could not be prerequisite for the
state.
After, comparing the different perspectives of Gellner and Smith, this
article suggests that Smith's definition is more cohesive. For instance
Smith suggests that the first modern states, namely Britain and France,
had founded around a dominant ethnie. Thus, because Britain and France
were the dominant colonialist powers, they influenced their colonies as
well as other communities with their Anglo-French state-nation model.
In other words, as Smith argued, accordingly, historical priority of the
Anglo-French state-nation model presented a basic model for the rest of
the world how a national society and national state should be formed and
sustained. Given the legacies of colonialism, this is a convincing argument.
Moreover, the necessity of ethnic unity for the national survival is proved
by the Yugoslavia example. Different ethnic communities without a coherent
mythology, symbolism of history, culture and religion, could not form
a national identity and unity under one state. Similarly the separation
of the Republics into two different territories both by peaceful or militarily
terms such as Cyprus and Czechoslovakia (that have two major different
ethnic groups within one country) further supports this argument.
Nationalism
Having identified, conceptualised and compared the ethnicity and nation
within the analysis of Smith and Gellner, now we are in a position to
probe in greater detail the concept of "nationalism". Arguably,
Kohn's definition of nationalism satisfies a good departure point on the
conceptualisation of the term. Kohn defined nationalism as an idea that
fills a man's brain and heart with new thoughts and new sentiments, and
drives him to translate his consciousness into deeds of organised action.
(16) Kohn argued that the growth of nationalism is the process of integration
of the masses of the people into a common politicized form. Nationalism
therefore presupposes the existence, in fact or as an ideal, of a centralised
form of government.
In his survey of discipline, Gellner's diagnosis of nationalism seems
quite different from Smith's diagnosis. For instance, Gellner focus on
specialism within society, rather than its ethnic roots, as the basis
of the nationalism. The key assumptions of Gellner's paradigm suggest
three stages of the human history: (17)
1. Pre-agrarian society where hunting and gathering bands were too small
to allow the kind of political divisions.
2. Agrarian society where only a minority of the population were specialists
on military economic, political or religious.
3. Industrial society where and the state is the protector of the community
and there are distinctive factors such as mobility, universal literacy
and individualism.
Gellner argued that in pre-agrarian and agrarian societies nationalism
could not develop mainly because of the small size of the society where
ethnic differences were neither visible nor thought of as the ideal political
boundary and states. Moreover, cultural or political homogeneity did not
represent any importance, because people were struggling with poverty
and starvation during that period. Nevertheless, the transition to industrial
society, could be also the transition to nationalism, because the violent
readjustments in political and cultural boundaries could lead nationalism.
In other words, according to Gellner, industrialisation created a culturally
homogenous society that had egalitarian expectations and aspirations,
which were not possible before industrialisation. Ultimately Gellner suggests
that in the industrial age only high cultures will survive. This high
culture will like and resemble each other more than ethnic cultures because
cultural differences will diminish with globalisation, economic interdependence
and co-operation and extended international communication systems.
To epitomise, Gellner's main assumption is that both nations and nationalism
are inherently modern phenomena that emerged after the French revolution.
Thus, modern conditions like industrialism, literacy, education systems,
mass communications, secularism and capitalism shaped the nations and
nationalism. Eventually, all the pre-modern eras, will end at modernity
simply because industrial society is an inescapable phenomenon, whose
productive system is based on cumulative science and technology. Therefore,
Gellner argued that nationalism is the "new form of social organisation,
that is based on deeply internalised, education-dependent high cultures
each protected by its own state". (18) Consequently, Gellner maintains
that the new homogeneity that is created by the industrialisation and
nationalism will reduce the chance of ethnic revival within the nation
mainly because of the 'strength' and advanced organisational capabilities
of new form of social organisation that stressed above.
In contrast to Gellner, Smith defined nationalism as:
(19)
An ideological movement for attaining and maintaining autonomy, unity
and identity on behalf of a population deemed by some of its members to
constitute an actual or potential nation.
In other words, Smith argued that nationalism is an
ideological movement for attaining and maintaining the autonomy, unity
and identity of a nation. (20) Moreover, Smith maintains that political
mobilisation of lower strata is important for the rise of nationalism
that any ethnie that desired to become a nation should be politicized.
(21)
Smith, identified the goals of the ethnic nationalist movements as: (22)
1. The creation of a literary 'high culture' for the community where it
was lacking.
2. The formation of a culturally homogenous 'organic nation.'
3. Securing a recognised 'homeland,' and preferably an independent state
for the community.
4. Turning a hitherto passive ethnie into an active ethno-political community,
a 'subject of history'.
To sum up, according to Smith, nationalism is the politicisation and territorialisation
of an earlier sense of ethno-centrism. Hence, the main difference between
Gellner and Smith derives from the cause of nationalism. On one hand,
Smith support the ethnic origin of nationalism, by claiming that nationalism
is the desire for independence, territory and self rule for the culturally
based ethnic group. On the other hand, Gellner argues that nationalism
aims to create new form of social organisation that depends on high cultures.
In other words, Gellner suggests that it is the nationalism that forms
the nations rather than vice versa.
As a result, this paper argues that Gellner's modernist theory is useful
in evaluating and explaining the social roots of nationalism. However,
Smith's explanation on ethnic roots of nation and nationalism that relies
on unity and the identity of the ethnie, arguably, gives him a comparable
advantage that provides a more cohesive theoretical explanation on the
relationship of ethnicity to nationalism. In the next section I will try
to further elaborate upon this argument.
The Relationship of Ethnicity to Nationalism
After analysing the definitions of ethnicity, nation and nationalism,
now we can turn to core issue at the sake: The relationship between ethnicity
to nationalism.
In explaining for the relationship between ethnicity and nationalism,
Gellner stated that a necessary 'precondition' is that ethnic boundaries
should not cut across political ones and ethnic boundaries should not
separate the power holders from the rest. Gellner argued that 'ethnicity'
enters the political sphere as 'nationalism' at times when cultural homogeneity
or continuity is required by the economic base of social life and when,
consequently, culture linked class differences become noxious, while ethnically
unmarked, gradual class differences remain tolerable. (23) Gellner argued
that nationalism could use existing cultures but can not caused because
of them simply because there are too many ethnic cultures. Thus, they
can not be more influential than modern states' high and superior cultures.
Moreover, not all-ethnic groups could become nation-state because there
is only a limited amount of 'space' for them in this world. Simply, Gellner
contend that nationalism is the construction of long process and since
many ethnic groups can not manage to become nation, nation-states are
not the ultimate destiny of ethnic or cultural groups. Therefore, ethnicity
could not cause nationalism simply because nationalism can not emerge
without a nation and industrial society (that is mobile, literate, interchangeable
and culturally standardised) and therefore will not be influenced by their
periphery low (ethnic) culture. Thus, ethnicity can not cause nationalism
even if they have territory and energetic intellectual class.
In contrast, according to Smith, ethnic nationalism is the mobilisation
of ethnic groups by using language, ethno-history, religion, traditions
and customs. In other words, Smith argued that through the rediscovery
of an ethnic past, national identity could inspire ethnic communities
to claim their rights as nations. Smith suggests that the desire to protect
a cultural heritage and tradition inspire a sense of superiority to ethnic
group. Moreover, discrimination in division of economic beneficiaries,
along with cultural oppressions to a cultural group, could lead ethnic
nationalism, because in each case it would be centralised state itself
that is held to blame. Thus, Smith argues that ethnic identity could cause
nationalism because of its power to convince people. Ethnicity could convince
people, if people thought that their homeland is 'God-given', it is the
place where their fathers and mothers lived, their heroes fought, their
saints prayed and their forefathers laid down their lives for the freedom
of their territory. Furthermore, this conviction (that caused by myth
and ethnic identity) about possessing 'only true faith', higher morality
and civilisation could cause war. Arabs jihad against non-Muslims, Armenians
war in Caucuses, Western nations 'white civilisation' wars against Asians
and Africans demonstrated as supporting examples of to his argument by
Smith. (24) Finally, Smith asserts that after ethnic category transformed
into an ethnic community and spread to the relevant area, ethnic intellectuals
should apply the ideas of self-determination to ethnie. In other words,
for the emergence of ethnic nationalism, intellectuals should mobilise
the ethnie. Guibernau also confirmed Smith argument by suggesting that
when a nation faced resistance from ethnic groups within the country,
it could cope with it either by destroying them or granting them a degree
of autonomy. Guibernau concluded "if state fails to do either of
these, ethnies themselves may develop in the direction of ethnic nationalism,
seeking to establish their own states". (25)
Gellner like Smith does not deny the importance of ethnicity in nationalism.
However according to Gellner the formation of new social organizations,
where social life has an economic base and depends on high culture, is
more important in the formation of nationalism than ethnicity. Another
basic difference between two theorists is their preconditions for the
development of nationalism. On one hand, Gellner stresses the importance
and the necessity of the political and cultural proximity of the ethnic
groups as the cause of nationalism, on the other, Smith stressed the importance
of the pre-existing ethnies on nationalism.
Some Contradictory Points of Gellner and Smith on
Education, Violence and History
So far, this article tried to elucidate the different analysis of Gellner
and Smith on the relationship of ethnicity to nationalism. Thus what are
the some other major points of contention between these two authors? In
this section I will try to present some of the other major contradictions
between Gellner and Smith related to nationalism, its origins and means.
Three unit of analysis will limit this section: Education, violence and
history.
The first main contradiction between two authors is on their different
approaches to 'education'. Gellner defined the function of the education
system as that entrusts loyal and competent members to the society whose
occupancies will not be hampered by factional loyalties to sub groups
within the total community. (26) Gellner believed that identity of the
individual is shaped by their education and by the culture. For instance
he stated that "modern man is not loyal to a monarch or a land or
a faith, whatever he may say, but to a culture". (27) In contrast,
Smith argues that dominant literate culture could not assimilate ethnic
groups by education system because these groups can survive only through
maintaining the network of ethnic and tribal loyalties.
One other contradiction between two authors is on their explanation of
'violence' that is caused by nationalism. Gellner argued that the most
violent phase of nationalism could happen in early industrialism. The
sharp political, economic and educational inequalities between ethnic
groups could "impel new emerging units to place themselves under
ethnic banners". (28) Therefore Gellner argued that ethnic groups
that industrialised earlier than the others could cause conflict if they
try to implement their culture as a dominant culture. Gellner claims that
during the industrialisation almost everyone feels unjustly treated for
certain periods. At this stage if the ones who benefit more or early from
industrialism, accept and help the ones who suffer from the industrialism;
than as a consequence, nationalism could emerge. However, according to
Smith violence is the product of demands for political recognition that
stem from ethnic nationalism and from vice versa.
Their different understanding of 'history' and myths also differentiates
Gellner and Smith. Gellner attacks less importance to the common history
and myth of ethnicity. Gellner asserts that the real history of a nation
starts when they became a state. Therefore he argues that pre-state period
is actually pre- historical. Conversely, Smith stresses the importance
of myths and symbols for the unification of a population. Smith contends
that myths and history, are the essential vehicles for the nation building.
Critical Analysis of the Modernist Theory: What are
the Weaknesses of Gellner's Modernist Theory?
In the previous sections this article have sought to clarify the key concepts
on the relationship of ethnicity to nationalism, such as nation and ethnicity
by comparing and contrast Ernest Gellner's modernist approach to Anthony
Smith's ethno-centric approach. Simply it has been implied that Smith
provides a better theoretical explanation of the relationship between
ethnicity and nationalism. In this section, I will provide further evidence
to supplement this argument. Nevertheless, it should be noted that this
chapter supplements the previous argument. Therefore, although, it should
be more analytical to examine the criticisms of Smith's approach, such
analysis is beyond the scope of this paper mainly because of the limited
space available in this article.
Initially, Gellner argued that nationalism and the sovereign nation-state
system is a comparatively new phenomenon that emerged in the late eighteenth
century after the French revolution. However, this implies that Gellner
and other modernists generally ignore the period in which communities
transform to modernity. They overlook ethnic social and cultural elements
in the formation of nations. As Smith argues, it is also possible to see
the growth of national sentiments that transcend ethnic ties back to the
fifteenth and sixteenth centuries. For instance, as Archer stressed, the
Peace of Westphalia (1648), that ended the Thirty Years War, and Treaty
of Utrecht in 1713, laid the basis for the sovereign state system in Europe,
that extended to the rest of the world. (29) In other words, the 'Westphalia
conception' includes the idea that national governments are the basic
source of order in international society. Thus as emphasised by Smith
most modernists fail to understand and explain the relevance of pre-modern
ethnic ties and sentiments in providing a base for the nation.
Secondly, Gellner advances that industrialisation will create a culturally
homogenous society. Moreover Gellner claimed that men would like this
new culture because now they 'perceive' a cultural atmosphere instead
of taking it for 'granted'. Therefore, pre-existing cultures would gradually
disappear during the process of the formation of a nation-state. This
paper has argued that the establishment of the new institutions (or as
Smith defined it, "national myth" of the dominant ethnie) does
not necessarily mean the abolition of the pre-modern cultures and traditions.
In contrast, it could promote an ethnic culture like the strong revival
of Catalan culture and the expose of Catalan language publications during
Franco's repression.
Thirdly, Gellner claims that ethnic nationalism can not revive in industrially
advanced countries. However, as Smith highlights, ethnic nationalism could
occur in a less violent form even in most advanced industrial societies
like Quebec of Canada and Catalina of Spain. Recently, devolution in Scotland
and Wales of the United Kingdom is another example. Gellner's theory fails
to explain these ethnic-based movements that developed independently from
modernity and industrialisation along with the recent escalation of ethnic
nationalism in Germany (that is one of the most advanced industrial country
of the world) especially against Turkish and other ethnic groups.
Fourthly, Gellner support that with modernity, there will be better socio-economic
living standards for the nation. For instance there will be greater access
to education, jobs, better housing, and health care. Furthermore, the
cultural differences between nations will ease with globalisation, international
economy, economic co-operation and extended communication systems. Therefore,
nationalism will not be able to develop because ethnic, political and
cultural differences will 'disappear' as the great majority of citizens
in developed countries increasingly gain access to the modern-global 'high
culture.' However, arguably, it is highly debatable whether the 'majority
of the citizens' in developed countries will have (equal) access to all
that facilities that Gellner stressed. Moreover, Gellner ignored the fact
that what will happen, if discrimination is exercised against poorer and
less educated ethnic communities. What will happens if an industrialised
class excludes a cultural group from the prosperity of industrialisation
and access to high culture? And even more dramatically what will happens
if that cultural group can be distinguished by their religion, language
colour?
Fifthly, Gellner could be right when he claims that ethnic conciseness
will be eliminated by the modern high culture through a central education
system, globalisation, urbanisation, industrialisation, and mass communication.
Nevertheless, Gellner fails to explain the possibility that ethnic intellectuals
and leaders (who have full access to these facilities) could use their
status and these facilities for the 'revival' of 'ethnic identity'. Gellner
suggests that technology and the spread of communication will promote
new modern identity and this will 'disappeared' ethnic ties. Conversely,
this paper argues that spread of communication could revive the ethnic
ties of many communities through the establishments of ethnic TV channels,
radios, internet sites etc.
Finally, Gellner assumes that at the end, nationalism will turn to internationalism
and will lose its influence on causing violence especially among well-communicated
nations. Arguably, Gellner's theory is quite optimistic on this regard.
If this would be the case, then how can the wars (at the turn of the century)
could be explained even at the heart of Europe? For instance, there is
no doubt that the ethnic groups living in Kosovo were aware of each other's
culture. They engaged in mutual economic activities, they have broad communications
and they share the common identity of so called 'Yugoslavians'. Arguably,
ethnic nationalism has a dynamic effect that could lasts for centuries
and it revive or appeared within the surface when the exact political
atmosphere exists. Additionally, as Smith had emphsized, certain symbols
and heroes of the past could carry new national meanings like the transformations
of Prophet Muhammed and Mosses to a national hero rather than religious
figures.
To sum up, this paper believe that the main reason of modernists failure
to explain ethnic revivals within states is mainly due to their failure
to fully comprehend the 'ethnic origin' of nations and nationalism. Although
it may appear to be true that nationalism is a relatively new phenomenon
that emerged in the late eighteenth century after the French revolution,
its roots went earlier. Therefore, arguably an analysis about nationalism
would not be complete one if it is restricted with the post French-revolution
era as a starting point.
Concluding Comments
This article sought to explore some preliminary questions about the relationship
between ethnicity and nationalism within the works of Ernest Gellner and
Anthony D. Smith. The main problem of this research was the ambiguity
and the complexity of the term 'ethnicity'. In other words, the ambiguity
of the concept 'ethnicity' presents an obstacle for this paper to conduct
definite solutions. Furthermore, different explanations about nationalism,
make it very complicated to elaborate the relationship of ethnicity to
nationalism. Moreover one would also recognise the difficulty of make
comparisons between Ernest Gellner and Anthony D. Smith that both have
very massive contributions. Eventually, this paper did not have enough
space to completely analyse the issues like ethnic origins of nations
and ethnicism in history.
Despite the weaknesses above, this article revisited and contributed to
the comparison and contrast to the theories of Anthony D. Smith and Ernest
Gellner on relationship of ethnicity to nationalism. In other words it
was the absence of comparison based studies between these distinguished
scholars that makes this paper remarkable. It simply advanced that Smith
provides a better theoretical explanation of the relationship between
ethnicity and nationalism mainly because modernist approach fails to account
for contemporary trends in ethnicity and nationalism. Furthermore time
and technology additional to changing world conditions also favours the
ethnic origin revival rather than to be in sole service of the states.
Thus forced identities by the states upon ethnic based groups bound to
erode and ethnic consciousness revive in both violent and non-violent
forms varies from the political structure and political culture of a country.
Accordingly, the validity of this argument also confirmed by the series
of explosive ethnic revivals across the globe and especially within the
former territories of Yugoslavia and Soviet Union. Nevertheless, as a
last word, it should be also mentioned that uniqueness of Gellner's theory
should be benefited by any research especially about the evaluation of
nationalism.
*Huseyin ISIKSAL is a Ph.D.
candidate in the Department of International Relations at Middle East
Technical University.
NOTES
1) Cited in Glazer, N. (1975). Ethnicity: Theory and Experience. Harvard:
Harvard University Press.
2) Schermerhorn, A. (1970). Ethnic Relations. New York: Random House.
3) Smith provides an extensive research about the formation of Ethnies
in Smith, A.D. (1986). The Ethnic Origins of Nations. Oxford: Blackwell
Press.
4) Smith, A.D. and Hutchinson, J.(1996). Nationalism. Oxford: Oxford University
Press, p. 16.
5) Smith, A.D. (1991). National Identity. London: Penguin, p. 94.
6) Smith, (1991:23).
7) Greenfeld, L. (1992). Nationalism: Five Roads to Modernity. Harvard:
Harvard University Press, pp. 3-4.
8) Smith, (1991:52).
9) For a detailed discussion about Egyptians and Assyrians, see Smith
(1991) and (1986).
10) Smith, A. D. (1995). Nations and Nationalism in the Global Era. Cambridge:
Polity Press, p.115.
11) Smith (1991:41).
12) Ibid.
13) Gellner, E.(1983). Nations and Nationalism. Oxford: Blackwell Press,
p.15.
14) Ibid.
15) Kohn, H.(1961). The idea of Nationalism: A Study in Its Origin and
Background. New York: Macmillan Press.
16) Kohn (1961:4).
17) Gellner (1983).
18) Ibid, p. 48.
19) Smith (1991:73).
20) Ibid.
21) Ibid, p.126.
22) Ibid.
23) Gellner (1983:94).
24) Smith (1996:194).
25) Guibernau, M.(1996). Nationalisms: The Nation-State and Nationalism
in the Twentieth Century. Cambridge: Polity Press, p. 273.
26) Gellner (1983:36).
27) Ibid.
28) Ibid, 111.
29) Archer, C. (1992). International Organizations. London: Routledge
Press, p. 4.
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